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Technical articles | 02 Oct 2013
The world of regulation and legislation is ever changing, so to help keep you up-to-date with developments, our new Regulatory Radar will cover the latest news from regulators and legislators, both in the UK and Europe.
Research | 18 Sep 2013
The Director of the Financial Conduct Authority's policy, risk and research division describes in more detail the regulator's new product intervention strategy.
Technical articles | 26 Jul 2013
With the FCA now more than halfway through its first year, Richard Hobbs looks at whether repurposing UK conduct regulation is really possible...
Syllabuses | 01 Jun 2013
CII syllabus for R01 Financial services, regulations and ethics 2012-13
Syllabuses | 01 Jun 2013
CII syllabus for CF1 UK financial services, regulation and ethics 2012-13
Research | 18 Apr 2013
A new regulatory regime has been established in the UK. Following the passage of the Financial Services Act 2012, the ground was set for the abolition of the Financial Services Authority and the creation of three new regulatory bodies: the Financial Conduct Authority, the Prudential Regulat...
01 Feb 2013
To help maintain public confidence in the financial planning market, some aspects of the trust and standards referred to earlier have been formalised into regulations, for both firms and individuals.
Research | 14 Nov 2012
In October 2012, the Financial Services Authority (FSA) published its final rules to reform mortgage market regulation. This CII briefing summarises the key features of the new rules and their implications.
News items | 01 Feb 2012
The Financial Services Authority (FSA) has sent at 'Dear CEO' Letter to all regulated firms with a dedicated supervisor updating them on the transition to the new regulatory structure. The intention is that the FSA will introduce the new 'twin peaks' style of regulatory model from 2 April 201...

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