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SMCR Update, Analysis & Implications

PFS Policy Briefing

Publication date:

06 June 2017

Last updated:

22 September 2017

Author(s):

Policy and Public Affairs

The Senior Managers and Certification Regime (SMCR) which has caught senior executives and important functions in deposit-taking institutions since 2016 will extend to all financial services firms by end-2018.

This document is believed to be accurate but is not intended as a basis of knowledge upon which advice can be given. Neither the author (personal or corporate), the CII group, local institute or Society, or any of the officers or employees of those organisations accept any responsibility for any loss occasioned to any person acting or refraining from action as a result of the data or opinions included in this material. Opinions expressed are those of the author or authors and not necessarily those of the CII group, local institutes, or Societies.

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