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Personal Finance Society
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CII Library | Book | Published 2015
A complete practitioner’s guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II, and the new regulation, MiFIR. [from publisher]
CII Library | Book | Published 2015
Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for F...
CII Library | Book | Published 2015
The book seeks to present and discuss current topics in Chinese insurance law and regulation to an English-speaking audience knowledgeable of common law, insurance law and international insurance business.
CII Library | Book | Published 2015
Systemic operational risk means operational risks that are not related to one firm only but arise simultaneously across the financial system.  Examples include LIBOR, PPI, mortgage mis-selling, and FX benchmark manipulation.  It includes, but is not limited to, conduct risks.Large syste...
CII Library | Article | Published 01-2015
CII Library | Book | Published 2015
The book addresses the truly interdisciplinary and highly controversial subject of international financial regulation and supervision, which has been at the center of academic, political, and public attention since the start of the current economic and financial crisis. Drawing on international f...
Technical articles | 01 May 2012
With Solvency II implementation at the forefront of the agenda, the European Insurance & Occupational Pensions Authority (EIOPA) now firmly in place, and some key reforms imminent governing insurance distribution, the EU insurance regulation landscape is more relevant to individual firm...
CII Library | Article | Published 10-2014
New regulation across Asia that takes inspration in Europe's Solvency II Directive is encouraging a more sophisticated dialoue between firms and supervisors and pushing firms to upgrade their risk management practices. The author reports on how asset allocations are challenging as a resultPublish...
Research | 01 Jan 2012
Much of the discussion in recent months about the reform to the UK's regulatory architecture, and indeed UK financial services generally, tends to be about banking matters. However this country's dominance in the global insurance markets both retail and wholesale cannot be underestimated, a...
 

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