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News items | 15 Aug 2013
Figures out from the Financial Conduct Authority (FCA) reveal that the first half of 2013 has been more positive for the financial adviser community than many in the industry had expected, with the number of retail investment advisers in the UK increasing by more than 1,500 since the beginn...
News items | 17 Oct 2012
CII briefing on FSA paper published 16 October setting out how the new Financial Conduct Authority (FCA) will regulate the market.
News items | 01 Jan 2012
The Treasury Select Committee has published a report from its inquiry into the creation of the Financial Conduct Authority (FCA). The report contains a number of recommendations for the Government's consideration ahead of the drafting and publication of the Financial Services Bill in early 20...
News items | 01 Jun 2011
Tracey McDermott, acting director of enforcement and financial crime at the Financial Services Authority (FSA), has highlighted the continuing importance of financial crime within the future UK regulatory landscape. Speaking at the FSA's financial crime conference, Tracey McDermott explained ...
Research | 04 Sep 2015
On 3 August, the Treasury and FCA announced that they will be undertaking "a major new review looking at how financial advice could work better for consumers"
Research | 13 Mar 2014
The FCA has published research gauging the sector's approach to financial incentives at all levels. This is further to guidance the regulator consulted on and put out about a year ago.
Technical articles | 06 Nov 2013
On 1 April 2014, consumer credit regulation will move from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This briefing updates on the changes, reflecting recent FCA consultations on detailed rules and fees.
Research | 18 Sep 2013
The Director of the Financial Conduct Authority's policy, risk and research division describes in more detail the regulator's new product intervention strategy.
Technical articles | 12 Sep 2013
On 1 April 2014, consumer credit regulation will move from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This note summarises the changes, who might be affected by them, how the new regulation might look, and what members might consider doing in the meantime.
 

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