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News items | 28 Mar 2013
The Financial Conduct Authority (FCA) has published its Financial Risk Outlook and Business Plan 2013-2014. These are the organisation's first publications in its new identity ahead of legal cut-over from the former Financial Services Authority on 1 April 2013.
News items | 01 Jul 2011
The Financial Services Authority (FSA) has published its long-awaited paper The Financial Conduct Authority - Approach to regulation. The document proposes how the FCA, which assumes responsibility for protecting consumers and markets' regulation from the end of 2012, will deliver its objec...
Research | 06 Jun 2016
In his last speech as Chief Executive of the PRA given at the City Week 2016 Conference before becoming CEO of the Financial Conduct Authority (FCA) in July, Andrew Bailey explains why organisational culture is of the upmost importance to both prudential and conduct financial regulators.
Research | 07 Apr 2016
The Financial Conduct Authority (FCA) published its plan setting out activities for the year. It included a summary of the organisation's role, an overall risk outlook, seven areas of particular focus this year, plus a list of additional key workstreams and ongoing activities.
Research | 10 Feb 2015
Following the passing of the EU Mortgage Credit Directive (MCD) in February, the Financial Conduct Authority (FCA) is now in the advanced stages of implementing this into the UK. It has recently issued a consultation on how it will approach the most complex aspect of the Directive: how it w...
Research | 30 Jan 2015
Following a guidance consultation in July 2014, the Financial Conduct Authority (FCA) has issued its finalised considered view on the boundaries between what is and what is not a personal recommendation in the retail investment market.
Research | 05 Jan 2015
The Financial Conduct Authority (FCA) published its detailed findings on how the investment advice sector is complying with its new Retail Distribution Review (RDR) rules that came into force two years ago.
Research | 23 Jul 2014
Following its consultation on the Budget 2014 pension reforms, HM Treasury has now set out its response on various aspects, particularly the guaranteed guidance. Additionally, the Financial Conduct Authority (FCA) has published a consultation going into more detail on implementation.
Research | 01 Apr 2014
The Financial Conduct Authority (FCA) has published its Risk Outlook and Business Plan 2014-2015. 
 
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