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Personal Finance Society
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Research | 21 Aug 2017
A page of materials to make sense of the Senior Managers & Certification Regime (SMCR) that will soon underpin the regulation of important staff within all financial services firms.
CII Library | Book | Published 08-2017
Looseleaf last updated August 2017. Contains: Market conduct requirementsListing rulesProspectus rulesDisclosure and transparency rulesRecognised investment exchanges and clearing housesService companies requirementsEnergy market participants requirementsOil market participants requirementsRe...
News items | 20 Jul 2017
Although it brings with it another raft of regulatory change, The Society of Mortgage Professionals believe the implementation of General Data Protection Regulation (GDPR) in May next year is great news for consumers and offers significant benefits for advisers.
News items | 21 Jun 2017
In light of today's Queen's Speech, the Personal Finance Society welcomes the Government's decision to put the FCA in charge of regulating claims management companies. The FCA has the resources needed to enforce the existing regulation. 
CII Library | Article | Published 06-2017
CII Library | Article | Published 05-2017
Research | 21 Apr 2017
The FCA Business Plan sets out potential risks and priorities for the year. Technology figures strongly on the regulator's list of areas to watch for.
Technical articles | 13 Mar 2017
The new Prudential Regulation Authority regime regarding Interest Cover Ratios (ICR) and stress tests are a mathematical consequence of the income tax relief changes announced by George Osborne back in July 2015.
CII Library | Article | Published 03-2017
 

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