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Research | 14 Nov 2012
In October 2012, the Financial Services Authority (FSA) published its final rules to reform mortgage market regulation. This CII briefing summarises the key features of the new rules and their implications.
News items | 01 Feb 2012
The Financial Services Authority (FSA) has sent at 'Dear CEO' Letter to all regulated firms with a dedicated supervisor updating them on the transition to the new regulatory structure. The intention is that the FSA will introduce the new 'twin peaks' style of regulatory model from 2 April 201...
News items | 01 Sep 2011
The Financial Services Authority (FSA) and HM Treasury (HMT) have published a joint consultation paper setting out proposals for the transfer of the regulation of Northern Ireland (NI) credit unions from the NI Department of Enterprise, Trade and Investment (DETI) to the FSA, bringing enhance...
Technical articles | 01 Aug 2011
Ten sets of regulations have now been issued following the passing of the Finance Act 2011. These largely follow the draft regulations, although a number of the earlier draft regulations have been consolidated into one document and there are several changes from the original drafts. The mos...
News items | 01 Jul 2011
The Financial Services Authority (FSA) has published its long-awaited paper The Financial Conduct Authority - Approach to regulation. The document proposes how the FCA, which assumes responsibility for protecting consumers and markets' regulation from the end of 2012, will deliver its objec...
News items | 01 Jul 2011
The FSA has published their newsletter targeted at smaller wholesale insurance intermediaries. The lead article is about the FCA's intended approach to regulation and delivers the following key messages:
News items | 01 Jul 2011
Michel Barnier, the European Commissioner for internal market and services, has arrived in London as the heads of state and government of the eurozone were due to descend on Brussels to seek a solution to the Greek sovereign debt crisis. The need for a co-ordinated and united response to Euro...
Technical articles | 01 Jul 2011
As the market prepares itself for Retail Distribution Review (RDR) implementation at the end of 2012, the issue of what to do about a mass-market "simplified advice" proposition continues to exercise industry players. But for the mass market, is regulating sales process the right approach? Or...
Technical articles | 01 Jul 2011
The Pensions Regulator (TPR) has set out details of the responses received to its discussion paper Enabling good member outcomes in work-based pension provision.
 

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