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Personal Finance Society
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News items | 23 Jan 2017
The cost and uncertainty of regulation and compliance remains the biggest threat to the success of financial advice firms, according to a Personal Finance Society (PFS) survey.
Research | 29 Apr 2016
A perspective of the various aspects of drone risk and regulation, in the context of a near-miss with a BA flight on 17 April.
Research | 02 Mar 2016
Ethical culture: Developing a culture of responsibility in an regulated environment, part of the CII ethical culture series, considers how financial services regulation impacts on the development of an ethical culture. It covers the introduction of the Senior Insurance Managers Regime and t...
Research | 15 Jan 2016
'Disruptive Influences: Technology, politics and change in the financial sector' looks at the new risks emerging from this new wave of digital change and what challenges this offers for public policy regulation and wider society.
Lectures | 01 Feb 2000
FSA - regulation of Lloyd's. Lecture delivered by Michael Foot (Head of Financial Supervision, FSA) on 22 February 2000.
Fact files | 19 Oct 2015
This fact file covers the most important provisions of the regulatory regime that apply to mortgage intermediaries, except for those relating to conduct of business, which are covered by the separate fact file on the regulation of mortgage business.
02 Jun 2015
The world of regulation and legislation is ever changing so to help keep you up to date with developments, our Regulatory Radar covers the latest news from regulators and legislators, both in the UK and Europe.
Technical articles | 25 Feb 2015
The Pensions Act 1995 was a landmark in the development of governance of occupational pension schemes. It mainly, but not exclusively, concerned itself with defined benefit schemes and how they should be run. It introduced us to a new regulator (the Occupational Pensions Regulatory Authorit...
Research | 08 Aug 2014
The CII's Public Affairs Updates contain news from Westminster and Whitehall, Europe and the regulator. This edition covers the latest on general insurance from the FCA and PRA, guidance guarantee and mortgage regulation, as well as current legislation in Parliament.

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